Jonathon Whaley

Jonathon Whaley

Compliance Officer


Since graduation from Ave Maria School of Law in 2012 I have successfully guided BeManaged through ten external audits, including a routine examination conducted by the Securities and Exchange Commission. I have demonstrated an ability to establish and refine a strong culture of compliance within the parameters established by SEC rules and regulations for Investment Advisers. BeManaged promoted me to CCO in 2014 for my commitment to the culture of compliance embraced by the firm and my dedication to the well being of BeManaged's clients.

I supplemented my education by completing a year long, intensive compliance program with National Regulatory Services and was designated an Investment Adviser Certified Compliance Professional in 2013. Additionally, I completed the Claritas Investment Training program with the CFA institute in 2014. Most recently I passed the Series 65 Investment Exam through FINRA for Registered Investment Advisers.

Throughout my educational career, at both Ave Maria and the University of Dayton, I demonstrated great ability to balance the rigors of full-time academia and work success. Achieving honors at both Universities, I also managed a full-time work schedule including the operation of two businesses.